13.1 Aliphatic Carbonyl Compounds

13.1 Aliphatic Aldehydes and Ketones – Chemistry Notes

🎯 Learning Outcomes

After the lesson, learners should be able to:

  • write some examples of aliphatic aldehydes and ketones
  • name the given aldehydes and ketones in IUPAC and common systems
  • describe briefly the nomenclature and isomerism of aliphatic aldehydes and ketones
  • show the preparation of aldehydes and ketones from
    • dehydrogenation, oxidation of alcohol
    • ozonolysis of alkenes
    • acid chloride
    • gem dihaloalkane
    • and catalytic hydration of alkynes
  • state physical properties of aldehydes and ketones
  • describe the structure and nature of the carbonyl group
  • explain chemical properties of aliphatic aldehydes and ketones, i.e. addition of H2, HCN and NaHSO3
  • describe action of aldehyde and ketone with ammonia derivatives, i.e. NH2OH, NH2-NH2, phenyl hydrazine and semicarbazide
  • explain Aldol condensation, Cannizzaro’s reaction, Clemmensen’s reduction, and Wolff–Kishner reduction
  • describe action with PCl5 and action with LiAlH4
  • explain action of methanal with ammonia and phenol
  • distinguish between aliphatic aldehydes and ketones by using 2,4-DNP reagent, Tollens’ reagent and Fehling’s solution
  • define formalin and state its uses
1 🧪 Introduction, Nomenclature & Isomerism

🧪 Introduction

These are compounds with the general formula CnH2nO (for saturated, acyclic aldehydes and ketones) and the functional group >C=O. These are also called carbonyl compounds.

📌 Definition

If the carbonyl carbon is bonded with at least one hydrogen atom, it is an aldehyde; if it is bonded with both carbon atoms, it is a ketone. e.g.,

Ethanal is an aldehyde; Butanone is a ketone

In other words, if the carbonyl group is bonded with two alkyl groups, it is a ketone; if it is bonded with one or no alkyl group, it is called an aldehyde.

🏷️ Nomenclature

Common nomenclature

The common names of the aldehydes are derived from the names of acids they give on oxidation. e.g.:

FormulaCommon nameCorresponding acid
HCHOFormaldehydeHCOOH (Formic acid)
CH₃CHOAcetaldehydeCH₃COOH (Acetic acid)
C₂H₅CHOPropionaldehydeC₂H₅COOH (Propionic acid)
CH₃CH₂CH₂CHOn-butyraldehydeCH₃CH₂CH₂COOH (n-butyric acid)

The common names of the ketones are obtained by writing the names of the alkyl groups attached to the carbonyl group followed by the word ‘ketone’ at the end. e.g.

FormulaCommon name
CH₃COCH₃Dimethyl ketone (Acetone)
CH₃COC₂H₅Ethyl methyl ketone
C₂H₅COC₂H₅Diethyl ketone

IUPAC nomenclature

In this system, both the aldehydes and ketones are named according to the general rules of IUPAC. The secondary suffixes of aldehydes and ketones are -al and -one, respectively. e.g.:

CH₃CH₂CH₂CHO butanal     CH₃CH₂COCH₂CH₃ pentan-3-one
Branched aldehyde IUPAC naming examples
Cyclohexane carbaldehyde and a ketone example

🔀 Structural Isomerism in Aldehydes and Ketones

(A) Chain Isomerism

Higher aldehydes and ketones show chain isomerism. e.g., Butanal and 2-methylpropanal are chain isomers.

Butanal and 2-methylpropanal, chain isomers

Similarly, Pentan-2-one and 3-methylbutan-2-one are chain isomers.

Pentan-2-one and 3-methylbutan-2-one, chain isomers

(B) Position Isomerism

Aldehydes do not show this type of isomerism. It is because the –CHO group is always present at one end of the chain.

Higher ketones exhibit position isomerism. e.g., Pentan-2-one and Pentan-3-one are position isomers of each other. These also illustrate metamerism, because the carbon atoms are distributed differently on the two sides of the carbonyl group.

Pentan-2-one and Pentan-3-one, position isomers
H₃C—CO—C₃H₇          C₂H₅—CO—C₂H₅

(C) Functional Isomerism

Aldehydes and ketones can show functional isomerism with one another. e.g.

                 O
CH₃—CH₂—CHO              CH₃—C—CH₃
Propanal (Propionaldehyde)            Propanone (Acetone)
2 ⚗️ Preparation of Aldehydes & Ketones

1. From alcohols

(a) By oxidation of alcohols

Aldehydes can be prepared by oxidation of primary alcohols by acidified or alkaline KMnO4, K2Cr2O7, etc.

General oxidation of primary alcohol to aldehyde and then to carboxylic acid
⚠️ Important

The aldehyde should be removed by distillation as soon as it is formed; otherwise, it further oxidises to carboxylic acid.

Propan-1-ol oxidised to propanal, removed by distillation

Oxidation of secondary alcohol gives ketones.

General oxidation of secondary alcohol to ketone
K₂Cr₂O₇ / H⁺
  OH                       O
e.g. CH₃—CH—CH₃ + [O] CH₃—C—CH₃ + H₂O
Propan-2-ol (Isopropyl alcohol)       Propanone (Acetone)

Catalytic dehydrogenation of alcohols (studied in properties of alcohols).

2. From alkenes (by ozonolysis)

Alkenes on treatment with ozone give unstable ozonides, which on hydrolysis with zinc and water give carbonyl compounds.

  • Alkenes of type RCH=CH₂ or RCH=CHR give aldehydes.
2-methylpropene ozonolysis giving propanone and methanal
  • Alkenes of the type R₂C=CH₂, R₂C=CHR or R₂C=CR₂ give at least one ketone.
2,3-dimethylpent-2-ene ozonolysis giving propanone and butanone

3. From acid chlorides (Rosenmund’s reduction)

Aldehydes except formaldehyde are prepared by reduction of acid chlorides by Rosenmund’s catalyst, i.e., Pd deposited on BaSO4 poisoned with quinoline or sulphur to prevent further reduction of aldehydes. This is called Rosenmund’s reduction.

General Rosenmund reduction of acid chloride to aldehyde
e.g.     O                      O
    CH₃—C—Cl + H₂ Pd/BaSO₄ CH₃—C—H + HCl
Ethanoyl chloride (Acetyl chloride)       Ethanal (Acetaldehyde)

Ketones are prepared by treating acid chloride with dialkyl cadmium.

     O                   O
2R′—C—Cl + CdR₂ 2R′—C—R + CdCl₂
Alkanoyl chloride              Alkanone

    O                          O
C₂H₅—C—Cl + Cd(CH₃)₂ 2C₂H₅—C—CH₃ + CdCl₂
Propanoyl chloride               Butanone
📝 Note

This is a historically valid method, but organocadmium compounds are toxic and not commonly used in modern synthetic chemistry.

4. From alkynes (by hydration)

When alkynes are passed through dilute H₂SO₄ in the presence of HgSO₄, carbonyl compounds are obtained.

e.g.  CH≡CH + H—OH    CH₃CHO
Ethyne (Acetylene)             Ethanal (Acetaldehyde)

e.g.  CH₃—C≡CH + H—OH    CH₃COCH₃
Propyne                   Propanone (Acetone)

The addition follows Markovnikov’s rule.

5. From Gem-dihaloalkanes

Terminal geminal dihalides on hydrolysis with an alkali solution give aldehydes, and non-terminal geminal dihalides give ketones. e.g.,

1,1-dichloroethane hydrolysis to ethanal
2,2-dichloropropane hydrolysis to acetone
3 🌡️ Physical Properties & Structure of the Carbonyl Group

🌡️ General physical properties

  • Lower aldehydes generally have strong, characteristic odours. Some aldehydes and ketones have pleasant odours and are used in perfumes and flavouring materials.
  • Lower aldehydes and ketones are generally volatile liquids. As molecular mass increases, their boiling points increase, and sufficiently higher members may be solids.
  • Generally, aldehydes and ketones possess higher boiling points than alkanes and ethers of comparable molecular masses. This is due to the intermolecular dipole–dipole interactions.

The oxygen of the carbonyl group carries a partial negative charge, whereas carbon carries a partial positive charge. The intermolecular force operates as:

Dipole-dipole interaction between two carbonyl compounds

Aldehydes and ketones containing four or fewer carbon atoms are soluble in water due to the dipole–dipole interactions. The solubility of the carbonyl compounds decreases as we move up the homologous series, as the hydrophobic hydrocarbon portion reduces solubility.

Hydrogen bonding between a carbonyl compound and water

⚛️ Structure of the carbonyl group

In the carbonyl group, both carbon and oxygen atoms are sp2 hybridised. One of the p-orbitals of each carbon and oxygen atom remains unhybridised. The three sp2 hybrid orbitals of carbon lie in a single plane with an angle of about 120° between them. One sp2 hybrid orbital of C forms one σ bond with an sp2 orbital of O. The other two sp2 hybrid orbitals form σ bonds with either carbon or hydrogen. The unhybridised p-orbital of the carbonyl carbon laterally overlaps with the remaining half-filled p-orbital of the O atom to form a π bond.

Sigma and pi bonds of the carbonyl group
Orbital diagram of the carbonyl group
✏️ Try it yourself

Practice drawing the orbital diagram of the carbonyl group.

The carbonyl group is highly polarised because oxygen, being more electronegative than the carbon atom, draws the shared pair of electrons towards itself, developing a partial positive charge (δ⁺) in carbon and a partial negative charge (δ⁻) in itself.

Resonating structures and resonance hybrid of the carbonyl group
4 🔬 Nucleophilic Addition Reactions
🧠 Why are aldehydes and ketones reactive?

The C=O bond is strongly polar.
Carbonyl carbon → δ⁺     Carbonyl oxygen → δ⁻

Therefore, nucleophiles attack the carbonyl carbon.

1. Addition of hydrogen cyanide (HCN)

Aldehydes and ketones react with HCN (prepared in situ by mixing NaCN and H₂SO₄) to give cyanohydrins.

General alkanal + HCN gives cyanohydrin
Ethanal + HCN gives acetaldehyde cyanohydrin
General alkanone + HCN gives cyanohydrin
Propanone + HCN gives acetone cyanohydrin

Cyanohydrins on hydrolysis (acidic or basic) give 2-hydroxy acids (simply, the cyanide/nitrile group on hydrolysis produces carboxylic acids).

H₂O/H⁺
    OH                       OH
e.g. CH₃CH₂—C—CH₃ CH₃CH₂—C—CH₃ + NH₄⁺
         CN                      COOH
2-hydroxy-2-methylbutanenitrile    2-hydroxy-2-methylbutanoic acid

2. Addition of sodium bisulphite (NaHSO₃)

Aldehydes and many ketones react with saturated sodium bisulphite solution to form crystalline bisulphite addition products.

General alkanal + NaHSO3 gives alkanal bisulphite addition product
  R                R             R
R—C==O + NaHSO₃ R—C—ONa R—C—OH
Ketone                   SO₃H          SO₃H
                                    Ketone bisulphite

Nucleophilic addition followed by elimination (Addition of ammonia derivatives)

Aldehydes and ketones react with ammonia derivatives to form an addition product, which on elimination of water gives the final product. For simplicity and exam point of view, these reactions are shown in single steps.

(a) Reaction with hydrazine (NH₂NH₂)

Aldehydes or ketones react with hydrazine to give hydrazones.

Aldehyde + hydrazine gives aldehyde hydrazone
Propanone + hydrazine gives propanone hydrazone

(b) Reaction with hydroxylamine (NH₂OH)

Aldehydes or ketones react with hydroxylamine to give oximes.

Ketone + hydroxylamine gives oxime
Ethanal + hydroxylamine gives ethanal oxime

(c) Reaction with semicarbazide (NH₂NHCONH₂)

Aldehydes and ketones react with semicarbazide to give semicarbazone.

Ethanal + semicarbazide gives ethanal semicarbazone
Propanone + semicarbazide gives propanone semicarbazone

(d) Reaction with phenylhydrazine (NH₂NH–Ph)

Aldehydes and ketones on treatment with phenylhydrazine give phenylhydrazone.

Ethanal + phenylhydrazine gives ethanal phenylhydrazone

(e) Reaction with 2,4-dinitrophenylhydrazine (2,4-DNP or 2,4-DNPh)

(the 2,4-DNP test)

When aldehydes and ketones are treated with 2,4-dinitrophenylhydrazine, a yellow, orange or red crystalline precipitate of aldehyde/ketone-2,4-dinitrophenylhydrazone is obtained. It is a characteristic reaction of carbonyl compounds. Thus, it serves as a test for carbonyl compounds. But it does not distinguish an aldehyde from a ketone.

Ethanal + 2,4-DNP gives ethanal-2,4-dinitrophenylhydrazone
Propanone + 2,4-DNP gives propanone-2,4-dinitrophenylhydrazone
5 🧫 Oxidation, Reduction & Distinguishing Tests

Reduction properties of aldehydes (Oxidation of aldehydes)

1. Oxidation with Tollens’ reagent

The Tollens’ reagent is ammoniacal silver nitrate solution – [Ag(NH₃)₂]OH.

🧪 Preparation of Tollens’ reagent

Tollens’ reagent is prepared by adding ammonium hydroxide solution to silver nitrate solution till a precipitate, once formed, gets dissolved. The reactions involved are:

AgNO₃ + NH₄OH AgOH↓ + NH₄NO₃
AgOH + 2NH₄OH [Ag(NH₃)₂]⁺OH⁻ + 2H₂O
                               Diammine silver hydroxide

When an aldehyde is heated with Tollens’ reagent, Tollens’ reagent is reduced to free metallic silver in the form of a mirror, and the aldehyde is oxidised to a carboxylate salt. The reaction, therefore, is widely known as the silver mirror test.

Alkanal with Tollens reagent gives ammonium alkanoate and silver mirror

Ordinary ketones do not undergo these reactions. Therefore, aldehydes can be distinguished from ketones and other organic compounds by the silver mirror test in the laboratory.

2. Oxidation with Fehling’s solution

The alkaline solution of copper sulphate complexed with tartrate ions (Rochelle salt) is called Fehling’s solution.

When an aldehyde is heated with Fehling’s solution, a red precipitate of cuprous oxide (Cu₂O) is obtained.

Alkanal with Fehling's solution gives alkanoic acid and brick-red precipitate

Fehling’s test is given only by aldehydes, not ketones. Fehling’s solution cannot oxidise aromatic aldehydes such as benzaldehyde.

Benedict’s solution is similar to Fehling’s solution, and is obtained by mixing CuSO₄ solution with Na₂CO₃ solution and sodium citrate. Benedict’s solution reacts similarly to Fehling’s solution only with aldehydes.

Iodoform test (test for CH₃CO— group)

Methyl ketones (R–CO–CH₃) and ethanal (acetaldehyde) react with iodine in the presence of alkali to produce iodoform. Compounds containing the CH₃CO– group give the iodoform test; ethanal is the only aldehyde that gives this test.

    O
e.g. CH₃—C—H + 3I₂ 4 NaOH/Δ CHI₃ + HCOONa + 3NaI + 3H₂O
Ethanal                           Iodoform
(Yellow crystals with hospital or antiseptic smell)

    O
CH₃—C—CH₂—CH₃ + 3I₂ 4NaOH/Δ CHI₃ + CH₃CH₂COONa + 3NaI + 3H₂O
Butanone             Iodoform    Sodium propanoate
(Yellow crystals with hospital smell)

Reduction of Aldehydes and Ketones

1. Reduction by H₂/Ni (catalytic reduction / addition of H₂)

Catalytic reduction of aldehydes and ketones gives primary and secondary alcohols.

Ethanal + H2/Ni gives ethanol
    O
e.g., CH₃—C—H + H₂ Ni CH₃CH₂OH
Ethanal                Ethanol (1° alcohol)

    O                         OH
CH₃—C—CH₂—CH₃ + H₂ Ni CH₃—CH—CH₂—CH₃
Butanone                Butan-2-ol (2° alcohol)

2. Reduction with LiAlH₄

Aldehydes give primary (1°) alcohol and ketones give secondary (2°) alcohols by reduction with lithium aluminium hydride (LiAlH₄).

          O
e.g. CH₃CH₂—C—H + 2[H] LiAlH₄ CH₃CH₂CH₂OH
Propionaldehyde               n-propyl alcohol

    O                       OH
CH₃—C—CH₃ + 2[H] LiAlH₄ CH₃—CH—CH₃
Acetone                 Isopropyl alcohol

3. Clemmensen’s reduction

Aldehydes and ketones are reduced to alkanes by zinc amalgam in concentrated HCl. The reaction is known as Clemmensen’s reduction.

Clemmensen's reduction of propanal and propanone to propane

4. Wolff–Kishner reduction

Aldehydes and ketones are reduced to alkanes by a mixture of hydrazine and a strong base in a high-boiling solvent like ethylene glycol.

Wolff-Kishner reduction of 2-methylpropanal and propanone to hydrocarbons
6 🧵 Other Reactions & Special Compounds

Reaction of aldehydes and ketones with PCl₅

Aldehydes and ketones give geminal dichlorides on treatment with PCl₅. They give terminal and non-terminal gem-dihalides respectively.

Ethanal + PCl5 gives 1,1-dichloroethane
Propanone + PCl5 gives 2,2-dichloropropane

Aldol condensation reaction

Aldehydes or ketones having α-hydrogen, on treatment with dilute bases like NaOH, undergo condensation reaction to give β-hydroxy aldehyde or ketone, called Aldol.

Ethanal aldol condensation to give 3-hydroxybutanal
Propanone aldol condensation to give 4-hydroxy-4-methylpentan-2-one

Cannizzaro’s reaction

Aldehydes that do not contain α-hydrogen atoms (like formaldehyde, benzaldehyde), when treated with concentrated aqueous solution of alkali (e.g. 50% NaOH), undergo disproportionation, forming an alcohol and a carboxylate salt.

Formaldehyde Cannizzaro reaction
Benzaldehyde Cannizzaro reaction

Reaction of methanal with ammonia

Methanal (formaldehyde) reacts with ammonia, giving hexamethylenetetramine, also called Urotropine, which is used as medicine (urinary antiseptic) and in some industries.

6HCHO + 4NH3 gives hexamethylenetetramine (Urotropine)
Structure of Urotropine

Reaction of formaldehyde with phenol

Formaldehyde reacts with phenol in an acidic medium, forming phenol–formaldehyde resin or Bakelite. Bakelite is a thermosetting plastic, so it is used in electrical appliances (switches, plugs), handles of cooking utensils, etc.

Phenol and formaldehyde forming Bakelite resin

Formalin and its uses

Formalin is a 37% (to 40%) formaldehyde solution in water (usually stabilised with a small amount of methanol). It is used to preserve museum specimens in biology laboratories and as an antiseptic.

🗺️ Reaction Map at a glance

Reaction map summarising the reactions of aldehydes and ketones

📌 Chapter Summary

  • Aldehydes and ketones are carbonyl compounds containing the >C=O group. Aldehydes have the general structure R–CHO, while ketones have R–CO–R′.
  • Aldehydes and ketones are named using the suffixes -al and -one, respectively.
  • They show chain, position and functional isomerism. Aldehydes and ketones with the same molecular formula are functional isomers.
  • Aldehydes are commonly prepared from primary alcohols, and ketones from secondary alcohols.
    Common oxidising agents: KMnO₄/H⁺; K₂Cr₂O₇/H⁺; KMnO₄/OH⁻
  • Other methods to prepare aldehydes and ketones include ozonolysis of alkenes, Rosenmund reduction and alkyne hydration.
  • The C=O bond is polar, making the carbonyl carbon partially positive and susceptible to attack by nucleophiles.
  • They undergo important nucleophilic addition reactions with HCN, sodium bisulfite and ammonia derivatives.
  • Aldehydes are readily oxidised to carboxylic acids, while ketones generally resist oxidation under mild conditions.
  • On reduction, aldehydes give primary alcohols and ketones give secondary alcohols. Both can be converted to hydrocarbons by Clemmensen or Wolff–Kishner reduction.
    Common reducing agents: H₂/Ni; LiAlH₄ etc.
  • Compounds with α-hydrogen can undergo the aldol reaction, while aldehydes without α-hydrogen can undergo the Cannizzaro reaction.
  • 2,4-DNP detects aldehydes and ketones; Tollens’ reagent gives a silver mirror with aldehydes; and Fehling’s solution generally gives a brick-red precipitate with aliphatic aldehydes (not ketones).
  • Methyl ketones and ethanal give the iodoform test, producing a yellow precipitate of CHI₃.
  • Methanal is used to prepare formalin and phenol–formaldehyde resin (Bakelite).
Relationship between primary/secondary alcohol, aldehyde/ketone and carboxylic acid via oxidation and reduction

📥 Download 13.1 Aliphatic Carbonyl Compounds- Notes

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